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協助及指引

協助及指引

    Transfer stocks to other brokers

    Transfer stocks (HK / US stocks) from uSMART to other brokers.

     

    Steps:

    1. Get the Settlement Instruction Form from counterparty

    2. Fill the Settlement Instruction Form

    You may need our information for filling the form:

    For HK stocks:

    Company Name

    CCASS ID

    Contact Person

    Contact Email

    uSmart Securities Limited

    B02159

    Settlement Department

     settlement@usmarthk.com

    For US stocks:

    Company Name

    Account

    DTC

    Contact Person

    Contact Email

    uSmart Securities Limited

    Cash account

    DTC3856

    Settlement Department

     settlement@usmarthk.com

    uSmart Securities Limited

    Margin account

    DTC 0534

    Settlement Department

     settlement@usmarthk.com

     

    3. Inform counterparty

    Send the form to counterparty and inform them by email or phone call.

     

    4. Inform uSMART about the settlement instruction

      

    Tips:

    After notifying the uSMART and the counterparty, please be patient and we will contact each other to transfer the stock.

    1. The name should be matched: You account name should be matched in both side.

    2. Transfer fees: Normally brokers, will charge you some fees for transferring stock to other brokers.

    Hong Kong stock transfer-out fee: 0.1% of the closing market value of Hong Kong stocks on the previous trading day, minimum charge of HK$600 per stock;

    U.S. stock transfer-out fee: $0.03 per share, minimum $100 per stock

    3. Lead time:

    Transfer out HK stock: 3-5 working days;

    Transfer out US stock: 3-30 working days (for reference only).