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    US Stock Options Standard Charges

    1. Commission

    Type

    Charging Details

    Payee

    Commission

    US$0.65/Contract
    Promotion Period: Min. US$1.5/Order

    (Original Min. US$1.88/Order)*

    uSMART Securities

    *Promotion period: From 20 January 2021 until further notice. Final charge is subject to information on trading system.

     

    1. External Fees

    Trading Tariff

    Charging Details

    Payee

    SEC fee

    (Only applicable for sell orders)

    US$0.0000221* transaction amount
    Min. US$0.01/Order

    US SEC

    Trading activity fee

    (Only applicable for sell orders)

    US$0.002/Contract
    Min. US$0.01/Order

    FINRA

    Options Regulatory Fee (ORF)

    US$0.0388/Contract

    Exchanges

    OCC Clearing fee

    Trades of 1 - 999 contracts per order, US$0.055/Contract

     

    Trades of >999 contracts per order, US$55/Order

    OCC

    Exchange fee

    Varies with different exchanges and transaction types

    Exchanges

     

    1. Platform Fee

    Platform fee is divided in Fixed Plan and Tiered Plan; investors can choose either one depend on their needs.

    Fixed (Suitable for Normal Traders)

    Type

    Charging Details

    Payee

    Platform Fee

    US$0.30/Contract

    uSMART Securities

     

    Tiered (Suitable for High Frequency Traders)

    Number of Transaction (Monthly)

    Charging Details

    Payee

    1st - 50th Contracts

    US$0.60/Contract

     

     

     

     

    uSMART Securities

    51st -100th Contracts

    US$0.50/Contract

    101st -500th Contracts

    US$0.40/Contract

    501st -1000th Contracts

    US$0.35/Contract

    1001st -5000th Contracts

    US$0.30/Contract

    5001st -10000th Contracts

    US$0.25/Contract

    10001st -20000th Contracts

    US$0.20/Contract

    20001st -30000th Contracts

    US$0.15/Contract

    30001st -50000th Contracts

    US$0.10/Contract

    50001st Contracts and above

    US$0.05/Contract