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    Transfer stocks to other brokers

    Transfer stocks (HK / US stocks) from uSMART to other brokers.

     

    Steps:

    1. Get the Settlement Instruction Form from counterparty

    2. Fill the Settlement Instruction Form

    You may need our information for filling the form:

    For HK stocks:

    Company Name

    CCASS ID

    Contact Person

    Contact Email

    uSmart Securities Limited

    B02159

    Settlement Department

     settlement@usmarthk.com

    For US stocks:

    Company Name

    Account

    DTC

    Contact Person

    Contact Email

    uSmart Securities Limited

    Cash account

    DTC3856

    Settlement Department

     settlement@usmarthk.com

    uSmart Securities Limited

    Margin account

    DTC 0534

    Settlement Department

     settlement@usmarthk.com

     

    3. Inform counterparty

    Send the form to counterparty and inform them by email or phone call.

     

    4. Inform uSMART about the settlement instruction

      

    Tips:

    After notifying the uSMART and the counterparty, please be patient and we will contact each other to transfer the stock.

    1. The name should be matched: You account name should be matched in both side.

    2. Transfer fees: Normally brokers, will charge you some fees for transferring stock to other brokers. For transferring out HK stocks, uSMART will charge you 0.002% of the total value of stocks you want to transfer out, a minimum charge is 10 HKD, Maximum charge is 500 HKD, and additionally, charge 600 HKD / stock. The fee for transferring out US stock is 100 USD / stock.

    3. Lead time:

    Transfer out HK stock: 3-5 working days;

    Transfer out US stock: 3-30 working days (for reference only).